Securities Industry Essentials Exams (SIE)

The Securities Industry Essentials (SIE) Exam assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. It is a prerequisite to working within the financial services industry. An individual is not required to be an employee of a sponsoring firm to take the exam. The exam does not allow an individual to perform a function and serves as one part in a combination of exams including the Series 6, 7, 52, 57, 79, 86, 87 or 99.

Exam Length
1.75 hour paper

Number of Questions
75 questions

Study Time
Around 60-70 hours

Minimum Passing Score

FINRA member firm sponsorship is NOT required.


Standard Pack: £90 plus VAT

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