Securities Industry Essentials Exams (SIE)

The Securities Industry Essentials (SIE) Exam assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. It is a prerequisite to working within the financial services industry. An individual is not required to be an employee of a sponsoring firm to take the exam. The exam does not allow an individual to perform a function and serves as one part in a combination of exams including the Series 6, 7, 52, 57, 79, 86, 87 or 99.

Exam Length
1.75 hour paper

Number of Questions
75 questions

Study Time
Around 60-70 hours

Minimum Passing Score
70%

FINRA member firm sponsorship is NOT required.

Premier Pack: £90 plus VAT

Online study manual
Online Final Exams
Progress Exams
Instructor Hotline
Student Calendar
Greenlight exams
Crunchtime facts
Contents updates for 1 year
24/7 technical support
On Demand lectures
Flashcards

Premier Plus Pack: £190 plus VAT

• Homestudy (printed)
 Online Final Exams
 Online progress exams
• Homestudy (online)
 Instructor Hotline
 Greenlight exams
 Crunchtime facts
 Contents updates for 1 year
 24/7 technical support
 On Demand lectures
 Flashcards
 Virtual Class

Delivery costs vary, please get in touch for up to date prices.