Securities Industry Essentials Exams (SIE)

The Securities Industry Essentials (SIE) Exam assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. It is a prerequisite to working within the financial services industry. An individual is not required to be an employee of a sponsoring firm to take the exam. The exam does not allow an individual to perform a function and serves as one part in a combination of exams including the Series 6, 7, 52, 57, 79, 86, 87 or 99.

Exam Length
1.75 hour paper

Number of Questions
75 questions

Study Time
Around 60-70 hours

Minimum Passing Score
70%

FINRA member firm sponsorship is NOT required.

Premier: £110 plus VAT

• Online study manual
• Online Final Exams
• Progress Exams
• Instructor Hotline
• Student Calendar
• Greenlight exams
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards

Premier Plus: £230 plus VAT

• Homestudy (printed)
• Online Final Exams
• Online progress exams
• Homestudy (online)
• Instructor Hotline
• Greenlight exams
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards
• Virtual Class

Delivery costs vary, please get in touch for up to date prices.