Series 99 Top-off

Series 99 is a FINRA exam required for individuals identified as “covered persons” responsible for certain back-office or operational functions. Individuals are required to pass both the Series 99 top-off Exam and the SIE qualification exam in order to register as an operations professional.

 

Exam Length

1.5 hours

Number of Questions

50 questions

Study Time

Around 45-50 hours

Minimum Passing Score

68%

 

Study Options

Standard Pack: £100 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
 Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
 24/7 technical support

Premier Pack: £250 plus VAT

• Homestudy (printed)
 Online Final Exams
• Online progress exams
• Homestudy (online)
• Instructor Hotline
• Greenlight exams
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
 On Demand lectures
 Flashcards

Premier Plus Pack: £300 plus VAT

• Homestudy (printed)
 Online Final Exams
• Online progress exams
• Homestudy (online)
• Instructor Hotline
• Greenlight exams
 Crunchtime facts
 Contents updates for 1 year
• 24/7 technical support
 On Demand lectures
 Flashcards
 Virtual Class