Series 9

Branch Office Manager

If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm.

Covers regulation of options only. To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams.

Pre-requisite?
Series 7 or 17

Exam Length
1 1/2 hours

Number of Questions
55 questions

Study Time
Around 15-20 hours

Minimum Passing Score
70%

FINRA member firm sponsorship is required.


Study Options

Standard: £195 plus VAT

Homestudy (printed)
Online Final Exams
Homestudy (online)
Instructor Hotline
Crunchtime facts
Contents updates for 1 year
24/7 technical support

Premier: £290 plus VAT

Homestudy (printed)
Online Final Exams
Homestudy (online)
Instructor Hotline
Crunchtime facts
Contents updates for 1 year
24/7 technical support
 On Demand lectures
Flashcards

Premier Plus: £325 plus VAT

Homestudy (printed)
Online Final Exams
Homestudy (online)
Instructor Hotline
Crunchtime facts
Contents updates for 1 year
24/7 technical support
 On Demand lectures
Flashcards
Virtual Class

One-to-one or small group tuition, please contact us for prices

Delivery costs vary, please get in touch for up to date prices.