Series 16

NYSE Supervisory Analyst

This exam is administered by the NYSE and taken by those who have the responsibility of preparing or approving research reports.

Candidates who have passed any part of the CFA examination are eligible to have the securities analysis portion waived.

This exam is required of an individual who will function as a supervisory analyst.

This is a NYSE requirement and contains two parts:

Part I covers regulation

Part II covers security analysis

Exam Length
3 hours

Number of Questions
100 questions

Study Time
Around 40 hours

Minimum Passing Score

FINRA member firm sponsorship is required.


Study Options

Standard: Part 1 – £100, Part 2 – £140 plus VAT

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