If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm. Covers regulation of options only.

To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams. A Series 7 or Series 17 pass is a pre-requisite.


Exam profile
1 hour 30 minutes 55 questions

Study Time
Around 15-20 hours

Blended Learning
Homestudy
                           Study Manual - printed
                           Practice Examinations & Explanations - printed, CD-Rom, Interactive

Virtual Class

Ask?

Pricing
Homestudy (Practice Exams printed) £55

Series 9/10 Homestudy (Practice Exams printed) £175

Homestudy & Virtual Class £95

Series 9/10 Homestudy & Virtual Class £305

Practice Exams as add-on (on-line) £20

Practice Exams as add-on (CD-Rom) £20

VAT is charged at 17.5%



How, when & Book it!