This examination is intended to ensure that anyone who is defined by FINRA as an associated person and who functions as a research analyst, is competent to perform their job.
The requirement covers individuals who are primarily responsible for the preparation of the substance of the report and/or whose names appear on the report.
Yes - Series 7, UK Module Series 17, Canada Modules 37 or 38.
Yes - CFA Level II.
(Part I) - Analysis
1) Information and Data Collection
2) Analysis, Modelling and Valuation
(Part II) - Regulatory Administration and Best Practices
1) Preparation of Research Reports
2) Dissemination of Information
100 multiple choice questions
50 multiple choice questions
We suggest around 40-50 hours for both the 86/87
Study Manual - printed
Final Examinations & Explanations - printed
Interactive Final Exams
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