For investment advisers selling investment products into the US. This exam tests state and federal securities laws, regulations and unethical business practices as they pertain to investment advisers.
Exam profile 3 hours 130 questions
Study Time Around 35-40 hours Blended Learning Homestudy Study Manual - printed Practice Examinations & Explanations - printed, CD-Rom or Interactive Virtual Class On-Demand Lecture
One-on-one or small group tuition
Ask? Price Homestudy (Practice printed) £70 Virtual Class £95 On-Demand Lecture £40 VAT is charged at 17.5%
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