For those who will supervise the financial and operations activities of an NASD member firm. Series 27 covers net capital requirements, customer protection, rules and record-keeping requirements, MSRB regulations, and broker-dealer financial reporting.


Exam profile
3 hours 30 minutes 145 questions

Study Time
Around 35-45 hours

Blended Learning
Homestudy
                           Study Manual - printed
                           Practice Examinations & Explanations - printed

One-on-one or small group tuition

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Price
Homestudy (Practice Exams printed) £125

VAT is charged at 17.5%



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