For those who will supervise the financial and operations activities of an NASD member firm. Series 27 covers net capital requirements, customer protection, rules and record-keeping requirements, MSRB regulations, and broker-dealer financial reporting.
3 hours 30 minutes 145 questions
Around 35-45 hours
Study Manual - printed
Practice Examinations & Explanations - printed
One-on-one or small group tuition
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