wallace cititraining logowallace cititraining exam preparation
NASD SeriesContact, Timetable & Accomodation
Supervisory LevelNASD Blended Learningdownload price list
Securities Courses
Series 10
Download Pricelist
Series 14
Series 14
Series 16
Series 24

                     Series 14 tests your competence in:

                     1. the day-to-day compliance responsibilities of your FINRA member firm.
                     2. the functions of a Compliance Official. Generally required if you supervise ten or more compliance-related staff.

Exam profile
3 hours 100 questions

Study Time
Around 20-25 hours

Blended Learning
                           Study Manual - printed
                           Practice Examinations & Explanations - printed

One-on-one or small group tuition


Download the latest price PDF here

How, when & Book it!

Series 26
Series 53