wallace cititraining logowallace cititraining exam preparation
NASD SeriesContact, Timetable & Accomodation
Supervisory LevelNASD Blended Learningdownload price list
Securities Courses
Series 10
Download Pricelist
Series 14
Series 10
Series 16
Series 24


                     If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm. Covers sales and account supervision, regulation of options, municipal securities regulation, compliance, and record keeping. A Series 7 or Series 17 pass is a pre-requisite.
 

To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams. A Series 7 or Series 17 pass is a prerequisite.


Exam profile
4 hours 145 questions

Study Time
Around 30-35 hours

Blended Learning
Homestudy
                           Study Manual - printed
                           Practice Examinations & Explanations - printed, CD-Rom, Interactive

Virtual Class
On Demand

Ask?

Pricing
Download the latest price PDF here
 


How, when & Book it!

Series 26
Series 53