If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm. Covers sales and account supervision, regulation of options, municipal securities regulation, compliance, and record keeping. A Series 7 or Series 17 pass is a pre-requisite.

WCT has created additional questions for the Series 10 exam. This update is part of our ongoing commitment in producing the highest quality training material available. There have been no changes to the exam. Students should contact us for the addendum.

To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams. A Series 7 or Series 17 pass is a prerequisite.


Exam profile
4 hours 145 questions

Study Time
Around 30-35 hours

Blended Learning
Homestudy
                           Study Manual - printed
                           Practice Examinations & Explanations - printed, CD-Rom, Interactive

Virtual Class

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Pricing
Homestudy (Practice Exams printed) £125

Series 09/10 Home Study (Practice Exams printed) £175

Homestudy & Virtual Class £215

Series 09/10 Homestudy & Virtual Class £305

Practise Exams as add-on (on-line) £20

Practise Exams as add-on (CD-Rom) £20

VAT is charged at 17.5%
 

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