FINRA has created a new category of registration - Operations Professionals - that will require Covered Persons to (a) pass a Qualification Examination and (b) satisfy the Regulatory Element and Firm Element requirements of Continuing Education. Operations Professionals are persons with decision-making authority and/or oversight responsibilities over operations functions.
The minimum required passing score for Series 7 has increased from 70% to 72%. Please read this Addendum.
2.5 hours and 100 questions
30-40 hrs tbc
Study Manual - printed
Final Examinations & Explanations - Interactive
held regularly – commencing 12 December 2011
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