Series 14 tests your competence in:

                     1. the day-to-day compliance responsibilities of your NYSE member firm
                     2. the functions of a Compliance Official. Generally required if you supervise ten or more compliance-related staff.


Exam profile
3 hours 100 questions

Study Time
Around 20-25 hours

Blended Learning
Homestudy
                           Study Manual - printed
                           Practice Examinations & Explanations - printed

One-on-one or small group tuition

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Price
Homestudy £115

VAT is charged at 17.5%



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