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NASD SeriesContact, Timetable & Accomodation
Supervisory LevelNASD Blended Learningdownload price list
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Series 14
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Series 16
Series 14
Series 27

                     Series 14 tests your competence in:

                     1. the day-to-day compliance responsibilities of your NYSE member firm
                     2. the functions of a Compliance Official. Generally required if you supervise ten or more compliance-related staff.

Exam profile
3 hours 100 questions

Study Time
Around 20-25 hours

Blended Learning
                           Study Manual - printed
                           Practice Examinations & Explanations - printed

One-on-one or small group tuition


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