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NASD SeriesContact, Timetable & Accomodation
Supervisory LevelNASD Blended Learning
Securities CoursesFutures + Options SupervisorsOther Courses
Supervisory Level
supervisory level FINRA courses

                     Your exam gives you Registered Principal status. It will test your knowledge of markets, products and regulations as they pertain to your role supervising others. Most of these categories require you to have the corresponding entrance level qualification before you become a supervisor.

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