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Series 10

Branch Office Manager – General Securities

If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm. Covers sales and account supervision, regulation of options, municipal securities regulation, compliance, and record keeping. To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams.

Pre-requisite?
Series 7 or 17

Exam Length
4 hours

Number of Questions
145 questions

Study Time
Around 30-35 hours

Minimum Passing Score
70%

FINRA member firm sponsorship is required.

 

Study Options

Standard Pack: £250 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support

 

Premier Pack: £310 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards

 

Premier Plus Pack: £380 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards
• Virtual Class

 

One-to-one or small group tuition, please contact us for prices

 

Delivery costs vary, please get in touch for up to date prices.