Series 10

Branch Office Manager – General Securities

If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm. Covers sales and account supervision, regulation of options, municipal securities regulation, compliance, and record keeping. To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams.

Pre-requisite?
Series 7 or 17

Exam Length
4 hours

Number of Questions
145 questions

Study Time
Around 30-35 hours

Minimum Passing Score
70%

FINRA member firm sponsorship is required.

 

Study Options

Standard Pack: £225 plus VAT

Homestudy (printed)
Online Final Exams
Homestudy (online)
Instructor Hotline
Crunchtime facts
Contents updates for 1 year
24/7 technical support

 

Premier Pack: £290 plus VAT

Homestudy (printed)
Online Final Exams
Homestudy (online)
Instructor Hotline
Crunchtime facts
Contents updates for 1 year
24/7 technical support
 On Demand lectures
Flashcards

 

Premier Plus Pack: £380 plus VAT

Homestudy (printed)
Online Final Exams
Homestudy (online)
Instructor Hotline
Crunchtime facts
Contents updates for 1 year
24/7 technical support
 On Demand lectures
Flashcards
Virtual Class

 

One-to-one or small group tuition, please contact us for prices

 

Delivery costs vary, please get in touch for up to date prices.